What you get
Two documents, written around your answers, in Word so you can edit them. Order one or both.
AML policy
Your firm's written policies, controls and procedures for preventing money laundering and terrorist financing. It is personalised to your firm from the answers you give us.
Firm-wide risk assessment
A written assessment of the risks your own firm faces. It is based on what you tell us about your sector, your clients, the services you provide and how you deliver them.
Editable Word files
Both documents arrive as Word files. They are yours to edit, adopt and keep up to date as your firm changes.
A guidance note on next steps
A short note that explains what the documents cover, what they do not, and what to put in place next.
What the pack does not cover
This is a stop-gap. It is designed to be in place until you have something more comprehensive. It does not include:
- Client due diligence files. We do not carry out or fix due diligence on your clients.
- Staff training. There is no AML training for your team.
- Replying to your supervisor. We do not respond to a fine, findings or an appeal for you.
- Audit and ongoing updates. There is no independent audit, and we do not keep the documents up to date after delivery.
Who writes it
The documents are written by AML specialists, built on the Money Laundering Regulations 2017 and the guidance for your sector, and reviewed by a person before they are sent.