An AML policy and firm-wide risk assessment, written for your firm
Answer a set of questions about your firm. We send back a personalised AML policy and firm-wide risk assessment as Word files you can edit, within 5 working days.
It is a stop-gap: sound documents to have in place now, while you arrange something fuller.
For UK firms under the Money Laundering Regulations
If your firm is regulated under the Money Laundering Regulations 2017, you need a written risk assessment of your own firm and written policies, controls and procedures. A blank template does not do that job, because it says nothing about your clients, your services or your risks.
We ask about your firm and write the documents around your answers.
Two documents, built from your answers
AML policy£99
Your firm's policies, controls and procedures, set out in one document and written around how your firm works.
Firm-wide risk assessment£199
A written assessment of the money laundering and terrorist financing risks your firm faces, based on your sector, clients, services and how you deal with them.
Both arrive as editable Word files, with a guidance note on what to do next.
Written by specialists, checked by a person
- Written by AML specialists. The documents are prepared by people who work in AML compliance.
- Built on the regulations. Structured around the Money Laundering Regulations 2017 and the guidance for your sector.
- Reviewed before it is sent. A person reads every pack before it reaches you.
Just been fined, or failed an inspection?
If your supervisor has found that you have no policy or no risk assessment, you need both in place quickly. That is what this service is for.
What this is, and what it is not
These documents are a starting point, not a guarantee. They do not review your client files, train your staff, reply to your supervisor or audit your firm. They give you a written policy and risk assessment that reflect your firm today, so you are not starting from nothing.
Get your documents started
Tell us about your firm and what you need. We reply with the questions and how to pay.